Our firm accepts deposits of registered and unregistered OTC securities without restrictions on share price, volume, or DTC eligibility. We have reviewed thousands of securities transactions involving shares acquired in registered offerings, Reg-D offerings and other private securities offerings. All deposits are reviewed for compliance with the public resale provisions of U.S. securities laws. Clearing services are provided by our affiliated clearing firm, Alpine Securities Corp.
We believe that the OTC market exists, in large part, to facilitate capital formation for companies that may not otherwise be able to access the capital markets. This belief underlies our commitment to providing capital solutions for underserved small and micro-cap companies. We are able to leverage our client base of accredited investors to provide financing solutions that include registered directs, PIPEs, private placements, bridge financing, and IPOs.