Scottsdale Capital Advisors

Securities Deposits and Investment Banking, Scottsdale Arizona

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Certain Transactions

SEC Rule 10b-10 requires that you are provided with prior written notification if certain transactions are not reported immediately through a trade confirmation. You will not receive an immediate trade confirmation for automatic reinvestments of money market dividends if there are no other transactions in your brokerage account on the day the automatic reinvestment occurs. A summary of these transactions will instead be reported in your quarterly brokerage account statement.

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T: 480.603.4900

F: 480.603.4901

A: 7170 E. McDonald Dr. Suite 6
Scottsdale, AZ 85253

E: Email Us

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Disclosures · Privacy Policy

Please be advised, Scottsdale Capital Advisors no longer facilitates transactions for individual clients. You may consider contacting our affiliate, Alpine Securities Corporation for any securities deposits you might have. Their website is alpine-securities.com