Nothing on this site is an offer to buy or sale anything. This site is for general information only. This site has been published in the United States for residents of the United States. We do reserve the right to require proof of residence from any user accessing this site and requesting information. Non-U.S. Residents: It is not intended for use by, or to provide any information to investors outside of the United States. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site.
The information on this website is believed to be accurate. Scottsdale Capital Advisors, “SCA” makes no guarantees to the accuracy or validity of the information contained on the links of this website, on any email, and, or any written or verbal correspondence. Consult an SCA representative before buying or selling anything.
SCA is an introducing broker-dealer and does not perform clearing functions for itself or others, SCA does not hold customer funds or securities. SCA’s clearing firm is Alpine Securities Inc., and is owned by an LLC, of which SCA’s Board Member is the sole member. Alpine Securities Incorporated is a member of SIPC.
Order confirms list terms and conditions. Services and products described may not be eligible for solicitation in your state. The information provided is for use by individuals residing in states where our products and services may legally be offered. Past performance does not guarantee future results. Non deposit investment products are not insured by the FDIC, are not deposits or other obligations of or guaranteed by U.S. Bank National Association or its affiliates, and involve investment risks, including the loss of the principal amount invested.
An officer, director or other employee of Scottsdale Capital Advisors may be a director of any company mentioned or may from time to time own the securities mentioned or may purchase or sell those securities in the open market or otherwise. Scottsdale Capital Advisors may have acted as a financial advisor and/or within the past years may have been a managing underwriter of an offering or a dealer manager of a tender offer, or had an investment banking relationship with the issuer in question.
SIPC
SCA is a Member of the FINRA & SIPC and is a Registered Investment Advisor. SIPC protects brokerage accounts of each customer up to $500,000 in securities including $250,000 for claims for cash. Money market funds are considered securities. An SPIC explanatory brochure is available upon request or at www.sipc.org. Note SIPC provides coverage against loss of securities and cash, not against market depreciation, fluctuation in market value of your securities or a trading loss. More aggressive strategies have more risk. Investments in securities involve risks. Monies invested in securities can result in loss of principal. Please consult your SCA licensed professional before making any investment decisions.
Insurance
Insurance guarantees are subject to the claims-paying ability of the issuing insurance company. Variable annuities and variable life insurance policies are long term investments subject to market risks and may be subject to substantial fees and charges upon early withdrawal. Loans against insurance products or securities may have a negative adverse effect on one’s account value.
You should read the prospectus before investing or sending money. Scottsdale Capital Advisors is licensed for insurance products in the state of Arizona only. Investments that offer interest rates may not return principal or guarantee interest and principal to the investor. Any guarantees for such interest rate investments for principal and, or interest, are subject to the paying ability of the issuing entity and, or its insurer.
Investment Advisory
Any investment advice given by Scottsdale Capital Advisors is for and related to transactions unless otherwise noted as Investment Advisory. Please see Advisory Disclosure ADV FORM PART II.
Tax Advice
Scottsdale Capital Advisors does not give tax advice. You should consult your own tax advisor regarding the tax consequences of a specific transaction. Any and all expressions of opinion reflect the judgment of the authors at the time of writing and are subject to change without notice. We consider our sources reliable; however, Scottsdale Capital Advisors does not guarantee accuracy and completeness. Those authors may have received compensation for their opinions. For investments that apply, prospectuses containing more complete information, including fees and expenses, are available by calling your Scottsdale Capital Advisors Investment Executive. Please read carefully before investing.
International investing involves special risks not associated with U.S. investments, such as foreign currency exchange rates, differences in financial account practices and possible political or economic instability. Additional information is available upon request. Please contact your Scottsdale Capital Advisors Investment Executive.
Investment Banking
Best efforts will be defined as at least one attempt to fund the project provided SCA approves the underwriting terms of the company. There are no implied funding guarantees or guarantees of any kind in regards to best efforts fund raising. A best effort underwriting will begin only after the issuer complies with all SCA rules, guidelines. SCA reserves the right to not fund or to stop work on any fund raising at anytime for any reason without penalty to SCA. SCA reserves the right to refuse, terminate, discontinue, stop any business with client i.e. trade, securities transaction, consulting, etc at any time at is sole discretion.